Regulation / Law / MiFID
Please note that the links listed below refer to a periodically updated legal database for translated legal acts. The current changes to laws and regulations are published in German. They are available on the website www.gesetze.li.
Legal Acts
- Law of 25 November 2005 on Asset Management (Asset Management Act; VVG)
- Law on Bank and Investment Firms (Banking Act)
- Law of 11 December 2008 on Professional Due Diligence for the Prevention of Money Laundering, Organised Crime and Financing of Terrorism (Due Diligence Act; SPG)
- Law of 18 June 2004 on the Financial Market Authority (Financial Market Authority Act; FMAG)
Ordinance
Correlation Table
Guidelines
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Guideline •Versicherungsunternehmen •Versicherungsvermittler •Pensionsfonds •Vorsorgeeinrichtungen •Banken •Wertpapierfirmen •Zahlungsinstitute •E-Geld-Institute •Vermögensverwaltungsgesellschaften nach VVG •AIFM •Verwaltungsgesellschaften nach IUG 2015 •Verwaltungsgesellschaften nach UCITSG •Wertpapierprospekte •VersAG •VersVertG •EGG •ZDG •EAG •IUG •AIFMG •UCITSG •PFG •BPVG •Solvency II-Richtlinie •FMAG
FMA Guidelines 2021/3
ICT Security Guidelines (0.33 MB)
MiFID / MiFIR
- Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC
- Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU Text with EEA relevance
- European Securities and Market Authority (ESMA) has published MiFID-Q&As an their homepage. All MiFID-Q&As are availible in the ESMA Library.
Instruction
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Instruction •Vermögensverwaltungsgesellschaften nach VVG •VVG
FMA Instructions 2017/1
Instructions on establishing an asset management company (0.28 MB)
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Instruction •AIFM •Verwaltungsgesellschaften nach UCITSG •Verwaltungsgesellschaften nach IUG 2015 •Vermögensverwaltungsgesellschaften nach VVG •Versicherungsvermittler •Vorsorgeeinrichtungen •Pensionsfonds •VersVertG •BPVG •PFG •VVG •AIFMG •IUG 2015 •UCITSG
FMA Guidelines 2021/17
Implementation of the ICT Security (0.21 MB)