Investment undertakings under the IUA and their management companies

Responsibilities of the supervisory authority pursuant to the Law on Investment Undertakings (IUA 2015)

The FMA certifies domestic investment companies and approves their management companies.

The FMA has the authority to revoke certificates and revoke issued authorizations.

In the ongoing supervision of the management companies and investment companies, the FMA monitors if the law (IUG 2015) and the ordinance (IUV 2015) is met.

The FMA fulfils its sovereign mandate to ensure the stability and functioning of the Liechtenstein financial market by implementing European and national laws and ordinances.

The FMA maintains a regular and active dialogue with financial market participants and associations. This proactive exchange and participation in working groups ensures rapid communication with intermediaries, associations, and other market participants and takes into account the high quality demanded of the Liechtenstein financial centre.