Regulation / Law
Please note that the links listed below refer to a periodically updated legal database for translated legal acts. The current changes to laws and regulations are published in German. They are available on the website www.gesetze.li.
Legal Acts
- Law of 19 December 2012 concerning the Managers of Alternative Investment Funds (AIFMG)
- Law of 28 June 2011 concerning specific undertakings for collective investment in transferable securities (UCITSG)
- Law of 11 December 2008 on Professional Due Diligence for the Prevention of Money Laundering, Organised Crime and Financing of Terrorism (Due Diligence Act; SPG)
- Law of 18 June 2004 on the Financial Market Authority (Financial Market Authority Act; FMAG)
Ordinance
- Ordinance of 22 March 2016 concerningthe Managers of Alternative Investment Funds (AIFMV)
- Ordinance of 5 July 2011 concerning specific undertakings for collective investment in transferable securities (UCITSV)
- Ordinance 17 February 2009 on Professional Due Diligence for the Prevention of Money Laundering, Organised Crime and Financing of Terrorism (Due Diligence Ordinance; SPV)
EU/EEA Law
- Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010
- Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision
Guidelines
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Guideline •AIFM •Verwaltungsgesellschaften nach IUG 2015 •Verwaltungsgesellschaften nach UCITSG •AIFMG •IUG 2015 •UCITSG
FMA Guideline 2015/2
Code of Conduct for the Liechtenstein Fund Centre (0.27 MB)
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Guideline •Versicherungsunternehmen •Versicherungsvermittler •Pensionsfonds •Vorsorgeeinrichtungen •Banken •Wertpapierfirmen •Zahlungsinstitute •E-Geld-Institute •Vermögensverwaltungsgesellschaften nach VVG •AIFM •Verwaltungsgesellschaften nach IUG 2015 •Verwaltungsgesellschaften nach UCITSG •Wertpapierprospekte •VersAG •VersVertG •EGG •ZDG •EAG •IUG •AIFMG •UCITSG •PFG •BPVG •Solvency II-Richtlinie •FMAG
FMA Guidelines 2021/3
ICT Security Guidelines (0.33 MB)
Notification Letter
Instructions
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Instruction •AIFM •Verwaltungsgesellschaften nach UCITSG •Verwaltungsgesellschaften nach IUG 2015 •Vermögensverwaltungsgesellschaften nach VVG •Versicherungsvermittler •Vorsorgeeinrichtungen •Pensionsfonds •VersVertG •BPVG •PFG •VVG •AIFMG •IUG 2015 •UCITSG
FMA Guidelines 2021/17
Implementation of the ICT Security (0.21 MB)
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Instruction •AIFM •Verwaltungsgesellschaften nach UCITSG •AIFMG •UCITSG
FMA Instruction 2021/19
Instruction on cross-border distribution of funds (0.17 MB)
Communications
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Communication •Banken •BankG
FMA-Mitteilung 2023/1
Adressierung der Risiken im Wohnimmobiliensektor und Hypothekarmarkt