Regulation / Legal basis
Law
EU / EEA law
- Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/ECText with EEA relevance.
- Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance)
- Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004 (Text with EEA relevance)
Communication
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Communication •Emittenten •Wertpapierprospekte
FMA Communication 2019/2
Obligations for issuers of securities and security tokens (0.20 MB)
Instruction
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Instruction •Emittenten •Wertpapierprospekte •ProspektV
FMA Instruction 2019/10
Approval of a securities prospectus (0.15 MB)
Note
Effective 21 July 2019, the new Law implementing Regulation (EU) 2017/1129 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market (EEA Securities Prospectus Implementation Act; EWR-WPPDG) entered into force. The corresponding EU Prospectus Ordinance had already entered into force on 20 July 2017. However, the material parts of that Regulation have only been in force since 21 July 2019. The Securities Prospectus Act (WPPG) and Commission Regulation (EC) No 809/2004 thereby ceased to be valid. For securities prospectuses endorsed before 21 July 2019, transitional provisions apply.